, Listing Agreement Checklist as per SEBI ACT 1992 ~ CS GAURAV SHARMA

October 15, 2014

Listing Agreement Checklist as per SEBI ACT 1992


1Unaudited Quarterly StatementsWithin 45 days of the end of quarter
2Limited Review ReportWithin 45 days of the end of quarter
3Audited Financial Results along with audit reportWithin 60 days of end of last quarter/financial year or as usual
4Reconciliation of Share Capital AuditWithin 30days of the end of quarter
5Distribution Schedule
–          Top100 shareholders
–          Clause 41
–          Clause 35
Within 21 days of the end of quarter
6Notice of Board Meeting to the Stock ExchangeAt least 7 days
7Press release for Board Meeting
( Eng + Hindi )
At least 7 days
8Quarterly Compliance Report on Corporate Governance under clause-49Within 15 days of end of the quarter.

9Annual Compliance Report on Corporate Governance under clause-49Before the date of Director’s Report and included in Annual Report
10Management Discussion and Analysis ReportIncluded in Annual Report
11Submission of Financial ResultsImmediately after the Board Meeting
12Six copies of Annual ReportAfter Annual General Meeting
13Certificate regarding issue of all Share Certificates under clause-47CWithin one month of each half year
14Intimation regarding change in Director, Secretary, Auditors etcPromptly
Substantial acquisition of shares and Takeover
1 Information as per regulation 8(3)Within 30 days from the end of financial year
Prohibition of Insider Trading, Regulations
1Disclosure of Shareholding by Director’s/designated employee/ dependents under regulation 13(3) and 13(6)Within 2 days of the receipt of intimation