SECURITIES AND EXCHANGE BOARD OF INDIA
Notification
Mumbai, 08th September, 2015
Notification No. - No. SEBI/LAD-NRO/GN/2015-16/016.
Subject: SECURITIES CONTRACTS (REGULATION) (STOCK EXCHANGES AND CLEARING CORPORATIONS) (AMENDMENT) REGULATIONS, 2015
In exercise of the powers conferred by section 31 of the Securities Contracts (Regulation) Act, 1956 read with sections 11 and 30 of the Securities and Exchange Board of India Act, 1992, the Securities and Exchange Board of India hereby makes the following regulations to further amend the Securities Contracts (Regulation) (Stock Exchanges and Clearing Corporations) Regulations, 2012, namely:—
1. These regulations may be called the Securities Contracts (Regulation) (Stock Exchanges and Clearing Corporations) (Amendment) Regulations, 2015.
2. They shall come into force on the 28th day of September, 2015.
SECURITIES AND EXCHANGE BOARD OF INDIA
Notification
Mumbai, 08th September, 2015
Notification No. - No. SEBI/LAD-NRO/GN/2015-16/017
Subject: SECURITIES AND EXCHANGE BOARD OF INDIA (STOCK BROKERS AND SUB-BROKERS) (AMENDMENT) REGULATIONS, 2015
In exercise of the powers conferred by section 30 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), the Board hereby makes the following regulations to further amend the Securities and Exchange Board of India (Stock Brokers and Sub-Brokers) Regulations, 1992, namely,–
1. These regulations may be called the Securities and Exchange Board of India (Stock Brokers and Sub-Brokers) (Amendment) Regulations, 2015.
2. They shall come into force on the 28th day of September, 2015.
SECURITIES AND EXCHANGE BOARD OF INDIA
Notification
Mumbai, 08th September, 2015
Notification No. - No. SEBI/LAD-NRO/GN/2015-16/015
Subject: SECURITIES AND EXCHANGE BOARD OF INDIA (REGULATORY FEE ON STOCK EXCHANGES) (AMENDMENT) REGULATIONS, 2015
In exercise of the powers conferred by section 30 read with clause (k) of sub-section (2) of section 11 of the Securities and Exchange Board of India Act, 1992, the Securities and Exchange Board of India hereby makes the following regulations to further amend the Securities and Exchange Board of India (Regulatory Fee on Stock Exchanges) Regulations, 2006, namely:—
1. These regulations may be called the Securities and Exchange Board of India (Regulatory Fee on Stock Exchanges) (Amendment) Regulations, 2015.
2. They shall come into force on the 28th day of September, 2015.
3. In the Securities and Exchange Board of India (Regulatory Fee on Stock Exchanges) Regulations, 2006, in regulation 4, in sub-regulation(1), -
(i) in the Explanation, for the symbol ".", the symbol ":" shall be substituted;
(ii) after the Explanation, the following shall be inserted, namely:- "Provided that for a period of two years from the date of commencement of Securities and Exchange Board of India (Regulatory Fee on Stock Exchanges) (Amendment) Regulations, 2015, a regional commodity derivatives exchange shall pay to the Board, an annual regulatory fee of fifty thousand rupees, within thirty days of conclusion of the relevant financial year."
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