SECURITIES
AND EXCHANGE BOARD OF INDIA (ISSUE OF CAPITAL AND
DISCLOSURE REQUIREMENTS) (AMENDMENT) REGULATIONS, 2016
No. SEBI/LAD-NRO/GN/2015-16/031.─ In exercise of the powers
conferred by section 30 of the Securities and Exchange Board of India Act, 1992
(15 of 1992), the Board hereby makes the following regulations to further amend the Securities and Exchange Board of India (Issue of Capital
and Disclosure Requirements)
Regulations, 2009, namely:-
1. These regulations may be called the SEBI (Issue of Capital
and Disclosure Requirements) (Amendment) Regulations, 2016.
2. They shall come into force on the date of their
publication in the Official Gazette.
3. In the Securities and Exchange Board of India (Issue
of Capital and Disclosure Requirements)
Regulations, 2009, in Schedule X,-
(1) items (9) and (10) shall be renumbered
as item (10) and (11) respectively;
(2) after item (8) and before item (10) so renumbered, the following item shall be inserted,
namely-
"(9) services provided by recognised stock exchanges and registered depositories, in relation to securities;"
U.K. SINHA CHAIRMAN
SECURITIES AND EXCHANGE BOARD
OF INDIA
Footnote:
1. The SEBI (Issue of Capital
and Disclosure Requirements) Regulations, 2009 were published
in the Gazette of India on 26th August, 2009 vide No. LAD-NRO/GN/2009-
10/15/174471.
2. The SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009 were subsequently amended on:-
(1) 11th
December, 2009 by Securities and Exchange
Board of India (Issue of Capital and
Disclosure Requirements) (Amendment) Regulations, 2009 vide No. LAD-NRO/GN/2009-
10/23/186926.
(2) 1st January,
2010 by
Securities and Exchange Board of India
(Issue
of
Capital
and
Disclosure Requirements) (Amendment) Regulations, 2010 vide No. LAD-NRO/GN/2009-
2010/25/189240.
(3) 8th
January, 2010 by Securities and Exchange Board of India (Issue of Capital and
Disclosure Requirements)
(Second Amendment) Regulations, 2010 vide
No.
LADNRO/GN/2009- 10/26/190146.
(4) 13th April, 2010 by Securities
and
Exchange
Board
of
India (Issue of Capital and
Disclosure Requirements)
(Third
Amendment) Regulations, 2010
vide
No. LADNRO/GN/2010-11/03/1104.
(5) 12th November,
2010 by Securities and Exchange Board
of India (Issue of Capital and Disclosure Requirements) (Fourth Amendment) Regulations, 2010 vide
No. LADNRO/GN/2010-11/19/26456.
(6) 29th April, 2011 by Securities
and
Exchange
Board
of
India (Issue of Capital and
Disclosure Requirements) (Amendment) Regulations, 2011
vide F.
No. LADNRO/GN/2011-12/05/13907.
(7) 23rd September, 2011 by Securities and Exchange
Board of India (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 vide No. LAD-NRO/GN/2011-12/24/30181.
(8) 23rd September, 2011 by Securities and Exchange Board
of India (Issue
of Capital and Disclosure Requirements) (Second Amendment)
Regulations, 2011 vide F. No.
LADNRO/GN/2011- 12/25/30309.
(9) 30th
January, 2012 by Securities and Exchange Board of India (Issue of Capital and
Disclosure Requirements) (Amendment) Regulations, 2012 vide No. LAD-NRO/GN/2011-
12/34/2499.
(10) 7th February, 2012 by Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) (Second Amendment) Regulations, 2012 vide No. LAD-
NRO/GN/2011-12/35/3186.
(11) 21st May, 2012 by Securities and Exchange Board of India (Alternative Investment Funds)
Regulations, 2012 vide No. LAD-NRO/GN/2012-13/04/11262.
(12) 24th
August, 2012 by Securities and
Exchange Board of
India (Issue of Capital and Disclosure Requirements) (Third
Amendment) Regulations, 2012
vide
No. LADNRO/GN/2012-13/12/18951.
(13) 12th
October, 2012 by Securities and Exchange Board of India (Issue of Capital
and
Disclosure Requirements) (Fourth Amendment) Regulations, 2012 vide
No. LADNRO/GN/2012-13/18/5391.
(14) 27th
February, 2013 by Securities and Exchange
Board of India (Issue
of Capital and
Disclosure Requirements)(Amendment) Regulations, 2013 vide No. LAD-NRO/GN/2012-
13/32/4947.
(15)
26th
August, 2013 by Securities and
Exchange Board of
India (Issue of Capital and Disclosure Requirements)(Second
Amendment) Regulations, 2013 vide No. LAD- NRO/GN/2013-14/19/6422.
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